Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saori? Claim Your ProfileSaori Koike is a financial professional with a focus on investment operations. Saori has been active in the financial industry since December 2015. Her career began at JMP Securities LLC and she is currently registered with FTP Securities LLC. Saori holds the Series 28, SIE and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/08/2021 - Present
FTP Securities LLC (SAN FRANCISCO CA)
CA
12/14/2015 - 03/10/2021
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 12/14/2015
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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