Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanyu? Claim Your ProfileSanyu Banks is a financial advisor at LPL Financial LLC. Sanyu is a registered representative with FINRA and a registered investment advisor with the state of California. Sanyu has been in the financial services industry since August 15, 2008. Prior to joining LPL Financial LLC, Sanyu worked at BancWest Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Investments, Inc., Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (BEVERLY HILLS CA)
CA
11/15/2022 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (BEVERLY HILLS CA)
CA
03/27/2019 - 11/21/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
12/20/2010 - 12/14/2017
U.S. BANCORP INVESTMENTS, INC. (WOODLAND HILLS CA)
CA
04/23/2010 - 06/28/2010
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
CA
11/14/2006 - 05/07/2010
WELLS FARGO ADVISORS, LLC (LAGUNA BEACH CA)
BOTH
Issued 06/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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