Unclaimed
Santosh Shanbhag is a registered representative with Fidelity Brokerage Services LLC. Santosh has been in the financial services industry since 2021. Santosh holds the Series 7, Series 99, Series 66 and SIE licenses and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/31/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BOTH
Issued 10/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/30/2021
Series 99TO - Operations Professional Examination
BC
Issued 04/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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