Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Santo? Claim Your ProfileSanto Vasquez is a financial professional with over 16 years of experience in the industry. Santo has held positions at several firms including Natixis Securities Americas LLC, Standard Chartered Securities North America LLC, ABN AMRO Incorporated and is currently registered with Daiwa Capital Markets America Inc. Santo holds several licenses including Series 7, 24, 79, 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2023 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
09/26/2022 - 05/03/2023
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
12/24/2008 - 07/12/2022
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)
NY
03/19/2007 - 11/21/2008
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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