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Santiago Santos

Vectorglobal WMG

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About Santiago Santos

Santiago Santos is a financial advisor with over 20 years of experience in the industry. Santiago is currently registered with Vectorglobal WMG, a firm based in Miami, FL. Santiago has a strong background in investment banking, having held positions at Credit Suisse First Boston LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Santiago is a Series 7, 9, 10, 14, 24, 63, 79TO and 99TO licensed professional. Santiago is licensed to provide investment advice in Florida and Nevada.

Firm Information

Santiago Santos is currently registered with Vectorglobal WMG. Vectorglobal WMG is a Corporation, formed in 1993. They are registered in 21 states and are also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Santiago Santos’s Registration & Firm History

FL

02/05/2010 - Present

Vectorglobal WMG (MIAMI FL)

NY

01/17/2003 - 07/09/2004

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

05/25/1993 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

08/12/1992 - 05/04/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/21/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/25/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 11/14/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Santiago Santos.
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