Unclaimed
Santiago Prieto Garavito is a financial professional with over 13 years of experience in the industry. Santiago has been registered with Evercore Group LLC since April 2014 and previously held positions at Scotia Capital (USA) Inc., Pritchard Capital Partners, LLC, and Morgan Keegan & Company, Inc. Santiago holds a Series 7, Series 24, Series 63 and Series 79TO licenses. Santiago holds registrations in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/17/2014 - Present
Evercore Group LLC (HOUSTON TX)
TX
08/24/2012 - 03/11/2014
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
LA
01/22/2010 - 06/13/2011
PRITCHARD CAPITAL PARTNERS, LLC (COVINGTON LA)
TX
02/05/2008 - 12/10/2009
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
BC
Issued 03/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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