Unclaimed
Santiago Pino is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Santiago has been in the financial industry since June 7, 2014. Santiago has a Series 7, 6, 63, and 24 license. Santiago is registered with the state of Texas. Santiago has experience with VALIC Financial Advisors, Inc., J.P. Morgan Securities LLC, and First Investors Corporation. Santiago has offices in El Segundo, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/11/2022 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
TX
10/23/2018 - 02/07/2022
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
11/24/2015 - 10/25/2018
J.P. MORGAN SECURITIES LLC (SUGARLAND TX)
TX
06/13/2013 - 07/31/2015
FIRST INVESTORS CORPORATION (SAN ANTONIO TX)
BC
Issued 06/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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