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Santiago Pino

Cetera Advisors LLC

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About Santiago Pino

Santiago Pino is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Santiago has been in the financial industry since June 7, 2014. Santiago has a Series 7, 6, 63, and 24 license. Santiago is registered with the state of Texas. Santiago has experience with VALIC Financial Advisors, Inc., J.P. Morgan Securities LLC, and First Investors Corporation. Santiago has offices in El Segundo, California.

Firm Information

Santiago Pino is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Santiago Pino’s Registration & Firm History

CA

10/11/2022 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

TX

10/23/2018 - 02/07/2022

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

11/24/2015 - 10/25/2018

J.P. MORGAN SECURITIES LLC (SUGARLAND TX)

TX

06/13/2013 - 07/31/2015

FIRST INVESTORS CORPORATION (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 06/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Santiago Pino.
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