Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Santiago? Claim Your ProfileSantiago Morales is a financial advisor with Wells Fargo Securities, LLC and is registered with FINRA as a broker-dealer. Santiago has been in the financial industry for over 1 year. Santiago has passed the Series 79TO, SIE, and the Uniform Securities Agent State Law Examination (Series 63). Santiago is currently licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
07/27/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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