Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Santiago? Claim Your ProfileSantiago Mayoral alvarez is a registered representative with Scotia Capital (usa) Inc. Santiago has been in the industry since August 5, 2021 and is licensed to conduct business in all states except Iowa. Santiago holds the following securities licenses: Series 63, Series 7, Series 79 and SIE. Previously, Santiago was employed by Credit Suisse Securities (USA) LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/19/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/06/2021 - 04/28/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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