Unclaimed
Santiago Fernandez is a registered representative with Prudential Investment Management Services LLC, a firm with a long history of providing investment advice and services. Santiago has a Series 7TO, Series 63, and SIE licenses. Santiago has been active in the industry since March 5, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/05/2020 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
BC
Issued 09/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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