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Santiago Francisco Ghiglino

Penserra Securities, LLC

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About Santiago Francisco Ghiglino

Santiago Ghiglino has been in the financial industry since 2001. He is currently registered with Penserra Securities, LLC in New York, NY. Santiago has previously held positions with VCG Securities, LLC, Buckman, Buckman & Reid, Inc., Cantor Fitzgerald & Co., Maxcor Financial Inc., Robeco USA Brokerage Services, Mutual of America Life Insurance Company, Mutual of America Securities Corporation, and Morgan Stanley DW Inc. He is a Series 63, SIE, Series 87, Series 86, and Series 7 licensed professional.

Firm Information

Santiago Ghiglino is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Santiago Ghiglino’s Registration & Firm History

NY

01/31/2012 - Present

Penserra Securities, LLC (New York NY)

NY

12/06/2010 - 01/27/2012

VCG SECURITIES, LLC (NEW YORK NY)

NY

02/04/2009 - 12/06/2010

BUCKMAN, BUCKMAN & REID, INC. (NEW YORK NY)

NY

09/08/2005 - 02/10/2009

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

03/10/2005 - 10/04/2005

MAXCOR FINANCIAL INC. (NEW YORK NY)

MA

01/15/2002 - 08/06/2003

ROBECO USA BROKERAGE SERVICES (BOSTON MA)

NY

10/04/2001 - 01/03/2002

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)

NY

10/04/2001 - 01/03/2002

MUTUAL OF AMERICA SECURITIES CORPORATION (NEW YORK NY)

NY

02/03/2000 - 10/23/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 02/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/06/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Santiago Francisco Ghiglino.
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