Unclaimed
Santiago Alvarez Rios is an investment advisor representative at Nuveen Asset Management, LLC, where Santiago has been registered since August 2022. Santiago is also registered as an Investment Advisor Representative in Illinois. Santiago has been in the industry for 1 year. Santiago has a Series 66, Series 7TO, and a SIE. Santiago is registered in 53 states and the District of Columbia. Santiago's areas of expertise include portfolio management for individuals, portfolio management for businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisors, and pension consulting. Santiago specializes in fixed income securities, equity securities, mutual funds, variable annuities, exchange-traded funds (ETFs), and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
08/26/2022 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
BOTH
Issued 07/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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