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Sanjukta Mitra

Fidelity Brokerage Services LLC

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About Sanjukta Mitra

Sanjukta Mitra is a registered representative with Fidelity Brokerage Services LLC. Sanjukta has been in the securities industry since May 2, 2019. Prior to joining Fidelity, Sanjukta was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC. Sanjukta holds the Series 63, Series 66, and Series 7TO licenses.

Firm Information

Sanjukta Mitra is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sanjukta Mitra’s Registration & Firm History

RI

12/20/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NJ

10/13/2020 - 10/25/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)

NJ

02/19/2019 - 09/24/2020

WELLS FARGO CLEARING SERVICES, LLC (PRINCETON NJ)

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Licenses & Designations

BOTH

Issued 12/03/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/01/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/19/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sanjukta Mitra.
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