Unclaimed
Sanjukta Mitra is a registered representative with Fidelity Brokerage Services LLC. Sanjukta has been in the securities industry since May 2, 2019. Prior to joining Fidelity, Sanjukta was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC. Sanjukta holds the Series 63, Series 66, and Series 7TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
12/20/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NJ
10/13/2020 - 10/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
02/19/2019 - 09/24/2020
WELLS FARGO CLEARING SERVICES, LLC (PRINCETON NJ)
BOTH
Issued 12/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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