Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanjiv? Claim Your ProfileSanjiv Tarunkumar Shukla is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc., based in FRISCO, TX. Sanjiv has been working in the financial services industry since August 2003 and is licensed to provide investment advice in various states, including Alaska, Arizona, California, Hawaii, Idaho, Nevada, Oregon, Texas, Utah, and Washington. Sanjiv also has experience with WFG INVESTMENTS, INC. and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
11/29/2018 - Present
Raymond James Financial Services Advisors, Inc. (FRISCO TX)
TX
06/16/2014 - 06/29/2015
WFG INVESTMENTS, INC. (DALLAS TX)
FL
12/18/2006 - 06/02/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
NY
07/03/2000 - 12/09/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 08/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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