Unclaimed
Sanjiv Laxman Agashe is a financial advisor with Pershing LLC. Sanjiv has been in the financial industry since 1998, working previously with CSFBDIRECT, INC. and SG Cowen Securities Corporation. Sanjiv is a Series 7, Series 24, and Series 52TO licensed financial advisor. Sanjiv is registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/23/2002 - Present
Pershing LLC (JERSEY CITY NJ)
NJ
02/16/2000 - 12/31/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NY
09/02/1998 - 02/03/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 12/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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