Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanjay? Claim Your ProfileSanjay Shah is a financial advisor with over 12 years of experience in the industry. Sanjay is a Certified Financial Planner and registered with Cambridge Investment Research Advisors, Inc. Sanjay's experience includes working for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sanjay is registered to provide financial advice in Connecticut, Maryland, New Jersey, New York, and North Carolina. Sanjay works with individuals, families, and small businesses to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
10/02/2014 - Present
Cambridge Investment Research Advisors, Inc. (CARY NC)
NC
01/23/2012 - 09/15/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DURHAM NC)
BC
Issued 03/06/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/26/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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