Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanjay? Claim Your ProfileSanjay Rajiv Beach is a financial advisor who has been in the industry since 1994. Currently, Sanjay Beach is registered with Raymond James & Associates, Inc. and has been with them since 2022. Previously, Sanjay Beach was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and was associated with them from 2013 to 2022. Sanjay Beach has also held previous positions with Morgan Stanley, Citigroup Global Markets Inc., and Dain Rauscher Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/19/2022 - Present
Raymond James & Associates, Inc. (BEACHWOOD OH)
OH
07/26/2013 - 08/19/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE OH)
OH
06/01/2009 - 08/21/2013
MORGAN STANLEY (WESTLAKE OH)
OH
11/05/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTLAKE OH)
NY
03/02/1998 - 11/09/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/31/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
05/11/1994 - 01/04/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 3 - National Commodity Futures Examination
BC
Issued 03/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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