Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanjay? Claim Your ProfileSanjay Prasad is a financial advisor with MML Investors Services, LLC. Sanjay has been in the financial services industry since 1992. Sanjay holds a Series 63, Series 7, and Series 24 license and is a Certified Financial Planner. Sanjay specializes in providing asset allocation programs, financial planning, pension consulting, and educational seminars. Sanjay has been registered with the Securities and Exchange Commission since 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
03/13/2023 - Present
MML Investors Services, LLC (OCALA FL)
FL
02/15/2019 - 01/24/2023
PEAK BROKERAGE SERVICES, LLC (JUPITER FL)
FL
11/29/2017 - 03/12/2019
LPL FINANCIAL LLC (PALM CITY FL)
FL
10/24/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (PALM CITY FL)
FL
02/13/2006 - 11/19/2013
LPL FINANCIAL LLC (PALM CITY FL)
FL
10/31/2005 - 02/17/2006
AIG FINANCIAL ADVISORS, INC. (PALM CITY FL)
AZ
09/12/2002 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NJ
10/13/2000 - 07/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
TN
02/22/1999 - 10/19/2000
PFIC SECURITIES CORPORATION (FRANKLIN TN)
TX
11/20/1996 - 02/25/1999
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
SC
04/24/1995 - 12/13/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
08/06/1992 - 04/26/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/06/1992 - 04/26/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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