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Sanjay K Rajwani

Charles Schwab & CO., Inc.

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About Sanjay K Rajwani

Sanjay Rajwani is a financial advisor with Charles Schwab & CO., Inc., located in Campbell, CA. Sanjay has been in the financial industry since 2012, and has experience working at a number of other firms, including TD Ameritrade, Inc., CITIGROUP GLOBAL MARKETS INC., HSBC SECURITIES (USA) INC., J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Sanjay is registered in 14 states.

Firm Information

Sanjay Rajwani is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Sanjay Rajwani’s Registration & Firm History

CA

01/26/2022 - Present

Charles Schwab & CO., Inc. (Campbell CA)

CA

01/22/2016 - 07/29/2024

TD AMERITRADE, INC. (Campbell CA)

CA

06/25/2014 - 01/07/2016

CITIGROUP GLOBAL MARKETS INC. (SARATOGA CA)

NY

02/25/2014 - 06/10/2014

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

10/01/2012 - 10/31/2013

J.P. MORGAN SECURITIES LLC (ASTORIA NY)

NY

11/08/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (ASTORIA NY)

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Licenses & Designations

BOTH

Issued 02/08/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2016

Series 7 - General Securities Representative Examination

BC

Issued 11/07/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Sanjay K Rajwani. Review regulatory record here.
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