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Sanjay Bhargava

Regal Investment Advisors LLC

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About Sanjay Bhargava

Sanjay Bhargava is an investment advisor representative at Regal Investment Advisors LLC, a firm with offices in Independence, Ohio, and Kentwood, Michigan. Sanjay has been in the industry for over 20 years and has a Series 7 and Series 66 license. Sanjay's previous employers include Regulus Financial Group, LLC, Securities America, Inc., QA3 Financial Corp., and C. J. M. Planning Corp. Sanjay provides financial planning, portfolio management, and educational seminars.

Firm Information

Sanjay Bhargava is currently registered with Regal Investment Advisors LLC. Regal Investment Advisors LLC is an investment advisor with offices in KENTWOOD, MI. The firm manages $2,550,489,630 in regulatory assets under management. They provide financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. The firm has 94 licensed agents, 117 investment advisor representatives, 77 registered representatives, and 117 investment advisory functions. They work with individuals, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. They also participate in wrap fee programs.
Regal Investment Advisors LLC

2687 44TH STREET SE

KENTWOOD, MI 49512

$2.55B

Assets Under Management

73

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Third party fees

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Sanjay Bhargava’s Registration & Firm History

OH

07/19/2020 - Present

Regal Investment Advisors LLC (Independence OH)

OH

05/21/2020 - 02/02/2023

REGULUS FINANCIAL GROUP, LLC (Independence OH)

OH

02/16/2011 - 05/13/2020

SECURITIES AMERICA, INC. (INDEPENDENCE OH)

OH

01/12/2004 - 02/14/2011

QA3 FINANCIAL CORP. (INDEPENDENCE OH)

NJ

02/03/2003 - 12/31/2003

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

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Licenses & Designations

BOTH

Issued 07/13/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 5 public disclosures for Sanjay Bhargava. Review regulatory record here.
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