Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanjay? Claim Your ProfileSanjay Avinash Patel is a financial advisor based in Anaheim, CA. Sanjay is registered with Northwestern Mutual Investment Services, LLC, and has been in the financial services industry since July 2020. Sanjay has a Series 63 license, a Series 26 license, a Series 6TO license, and a SIE license. He is currently registered in California and Florida. Sanjay specializes in helping individuals with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/27/2020 - Present
Northwestern Mutual Investment Services, LLC (Anaheim CA)
BC
Issued 09/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/27/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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