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Sanh Tuan Vuong

Morgan Stanley

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About Sanh Tuan Vuong

Sanh Tuan Vuong is a registered investment advisor representative with Morgan Stanley, based in Burlingame, California. Sanh Tuan Vuong has been in the financial industry for over 23 years and has a broad range of experience with both broker-dealers and investment advisors, having previously worked with firms like Citigroup Global Markets Inc. and Charles Schwab & Co., Inc. Sanh Tuan Vuong is also registered to provide investment advice in Texas and is licensed in all 50 states for securities transactions. Sanh Tuan Vuong has earned the Series 7, Series 9, Series 10, Series 24, Series 63 and Series 65 licenses.

Firm Information

Sanh Vuong is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Sanh Vuong’s Registration & Firm History

CA

11/12/2021 - Present

Morgan Stanley (Burlingame CA)

CA

05/29/2007 - 11/15/2021

CITIGROUP GLOBAL MARKETS INC. (MILLBRAE CA)

CA

09/11/2006 - 05/29/2007

CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)

CA

04/17/2006 - 10/04/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

03/17/2004 - 02/01/2006

TD WATERHOUSE INVESTOR SERVICES, INC. (SAN FRANCISCO CA)

CA

08/01/2002 - 01/26/2004

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

TX

05/17/1999 - 08/15/2002

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MT

04/02/1998 - 05/03/1999

D.A. DAVIDSON & CO. (GREAT FALLS MT)

NJ

09/09/1997 - 02/18/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 01/31/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/15/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2006

Series 24 - General Securities Principal Examination

BC

Issued 12/21/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/31/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Sanh Tuan Vuong. Review regulatory record here.
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