Unclaimed
Sangwon Lee is a financial advisor registered with Northwestern Mutual Investment Services, LLC, based in Fairfax, VA. Sangwon Lee has been in the industry since 2006. Sangwon Lee is licensed to provide financial services in California, District of Columbia, Georgia, Maryland, New York, Pennsylvania, South Carolina, Virginia, and Washington. Sangwon Lee holds the Series 6, SIE and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
02/20/2006 - Present
Northwestern Mutual Investment Services, LLC (FAIRFAX VA)
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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