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Sangjun Lee

Cantor Fitzgerald & Co.

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About Sangjun Lee

Sangjun Lee is a registered representative with Cantor Fitzgerald & Co. in San Francisco, California. Sangjun Lee is currently registered to provide investment advice and services in California. Sangjun Lee has been in the financial services industry since November 4, 2020. Prior to joining Cantor Fitzgerald & Co., Sangjun Lee was with Nomura Securities International, Inc. in New York, New York. Sangjun Lee has passed the Series 63, Series 79TO, and SIE exams.

Firm Information

Sangjun Lee is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sangjun Lee’s Registration & Firm History

CA

06/04/2024 - Present

Cantor Fitzgerald & Co. (San Francisco CA)

NY

07/25/2020 - 02/21/2024

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/18/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sangjun Lee.
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