Unclaimed
Sanghoon Ouh is a licensed securities professional with experience in the financial industry since 2013. Sanghoon holds several licenses and certifications including Series 7, 56, 24, 4, 57, and SIE. Sanghoon is currently registered with Tower Principal Markets LLC in Windham, NH. Sanghoon previously worked at OPTIVER US, LLC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
07/08/2024 - Present
Tower Principal Markets LLC (Windham NH)
IL
03/25/2013 - 02/08/2017
OPTIVER US, LLC (CHICAGO IL)
BC
Issued 07/31/2024
Series 24 - General Securities Principal Examination
BC
Issued 07/25/2024
Series 4 - Registered Options Principal Examination
BC
Issued 07/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2024
Series 57TO - Securities Trader Exam
BC
Issued 03/22/2013
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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