Unclaimed
Sang Yol Kim is a financial advisor with over 28 years of experience in the industry. Sang is currently registered with Globalink Securities, Inc. Sang holds the Series 6, 26, and 63 licenses. Sang has a history of working with various firms, including The Leaders Group, Inc., SCF Securities, Inc., World Group Securities, Inc., Tower Square Securities, Inc., WMA Securities, Inc., and Intersecurities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/12/2023 - Present
Globalink Securities, Inc. (PASADENA CA)
CO
01/02/2020 - 09/08/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
07/03/2007 - 04/04/2019
SCF SECURITIES, INC. (GARDEN GROVE CA)
CA
02/21/2007 - 07/06/2007
WORLD GROUP SECURITIES, INC. (GARDENA CA)
CA
11/03/1998 - 01/04/2007
TOWER SQUARE SECURITIES, INC. (GARDEN GROVE CA)
GA
06/06/1994 - 11/18/1998
WMA SECURITIES, INC. (DULUTH GA)
FL
03/01/1994 - 06/06/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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