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Sang joon Lee

SG Americas Securities, LLC

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About Sang joon Lee

Sang joon Lee is a registered representative with SG Americas Securities, LLC, holding a Series 63, Series 7TO, SIE, Series 79, and Series 3 licenses. Sang joon Lee has been active in the securities industry since January 19, 2018. Prior to joining SG Americas Securities, LLC, Sang joon Lee was employed by Whitehall Capital Markets LLC.

Firm Information

Sang joon Lee is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sang joon Lee’s Registration & Firm History

NY

07/22/2022 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/15/2019 - 06/30/2022

WHITEHALL CAPITAL MARKETS LLC (NEW YORK NY)

NY

11/02/2016 - 08/17/2018

WHITEHALL CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/30/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/04/2015

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sang joon Lee.
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