Unclaimed
Sanford Burns is a financial professional with over 20 years of experience in the industry. Currently, Sanford is a registered representative with Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc., Sanford worked at Sterne, Agee & Leach, Inc., KBC Financial Products USA, Inc., Deutsche Bank Securities Inc. and Smith Barney Inc. Sanford is licensed to provide financial services in Alabama, California, Connecticut, New Jersey, New York, Tennessee and Texas. Sanford is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
01/20/2009 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
10/17/2008 - 12/19/2008
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
03/12/2001 - 03/29/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/12/1994 - 12/18/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sanford Burns is the right advisor for you? Invested Better is here to help.