Unclaimed
Sanford Laufer is a financial advisor with over 40 years of experience in the industry. He is a Registered Representative with St. Bernard Financial Services, Inc., located in Russellville, Arkansas. He is a general securities principal and holds the Series 7, 6, and SIE licenses. Sanford is licensed to provide financial advice in Florida, New Jersey and New York. He was previously employed by Saxony Securities, Inc., and Clearing Services of America, Inc. Sanford’s expertise includes financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
05/24/2004 - Present
ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)
MO
09/09/2003 - 03/01/2004
SAXONY SECURITIES, INC. (ST. LOUIS MO)
MO
05/15/1990 - 09/08/2003
CLEARING SERVICES OF AMERICA, INC. (ST. LOUIS MO)
NY
05/07/1982 - 12/31/1992
LAUFER PLANNING CORP. (MONROE NY)
BC
Issued 04/20/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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