Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanford? Claim Your ProfileSanford Shapiro is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Sanford has been in the financial services industry since September 29, 1993. He currently works out of the Stamford, CT branch office. Sanford holds a Series 6, Series 7, and Series 63 license as well as the SIE exam. Sanford's previous experience includes a role at ROBERT W. BAIRD & CO. INCORPORATED. Sanford is registered to conduct business in Connecticut, Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CT
09/30/1993 - Present
Northwestern Mutual Investment Services, LLC (Stamford CT)
WI
02/13/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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