Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanford? Claim Your ProfileSanford Family is an active Registered Representative and Investment Advisor Representative with over 40 years of experience in the financial services industry. Sanford is currently registered with Raymond James & Associates, Inc. and has previously been registered with a number of other firms including WELLS FARGO ADVISORS, LLC, MCDONALD INVESTMENTS INC., LINSCO/PRIVATE LEDGER CORP., and HOME LIFE INSURANCE COMPANY. Sanford holds Series 63, 65, 7 and 24 licenses. Sanford provides advisory services including financial planning, pension consulting, and portfolio management for both businesses and individuals. Sanford is also a business owner of Capital Broadcasting, where he is a partner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/08/2015 - Present
Raymond James & Associates, Inc. (Saratoga Springs NY)
NY
12/16/2005 - 11/24/2015
WELLS FARGO ADVISORS, LLC (LATHAM NY)
OH
06/01/2001 - 12/20/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
SC
10/12/1990 - 06/05/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
03/13/1986 - 10/16/1990
HOME LIFE INSURANCE COMPANY
CT
03/13/1986 - 10/16/1990
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NY
12/06/1985 - 10/15/1990
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
11/27/1985 - 12/31/1987
PPS SECURITIES CORP.
NA
08/23/1983 - 11/06/1985
ISFA CORPORATION
IA
Issued 04/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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