Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sanford? Claim Your ProfileSanford Steinberg is an investment advisor representative with A.G.P. / Alliance Global Partners. Sanford has been in the securities industry since 1977. Sanford has a wide range of experience and licenses including Series 7, Series 63, Series 65, Series 99TO and SIE. Sanford has been registered with A.G.P. / Alliance Global Partners since October 2019. Prior to that, Sanford was a registered representative with AEGIS CAPITAL CORP. and GUNNALLEN FINANCIAL, INC. Sanford is also registered as an investment advisor representative in California, Connecticut, Florida, Illinois, New Jersey, New Mexico, North Carolina, South Carolina, and Texas. Sanford is licensed to provide financial planning, selection of other advisers and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
FL
10/04/2019 - Present
A.g.p. / Alliance Global Partners (BOCA RATON FL)
FL
03/23/2010 - 10/25/2019
AEGIS CAPITAL CORP. (BOCA RATON FL)
FL
04/29/2008 - 03/30/2010
GUNNALLEN FINANCIAL, INC (BOCA RATON FL)
FL
11/01/2006 - 05/15/2008
STANFORD GROUP COMPANY (BOCA RATON FL)
FL
04/02/2004 - 11/10/2006
STILLPOINT WEALTH MANAGEMENT, LLC (BOCA RATON FL)
NY
06/21/1986 - 04/19/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
05/16/1985 - 06/10/1986
BAIRD, PATRICK CAPITAL GROUP, INC.
NA
02/28/1980 - 04/11/1985
BAIRD, PATRICK & CO., INC.
NA
06/12/1979 - 03/28/1980
D. H. BLAIR INVESTORS CORP.
NA
03/01/1977 - 08/31/1979
RICHARD FRANKLIN, INC.
IA
Issued 11/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1986
PC - AMEX Put and Call Exam
BC
Issued 02/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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