Unclaimed
Sanford Krilov is an investment advisor representative associated with Cetera Investment Advisers LLC. Sanford has been in the securities industry since 1982 and has held positions at several firms, including VOYA FINANCIAL ADVISORS, INC. Sanford holds the Series 6, 7, 22, 63, and SIE licenses. Sanford is also a Chartered Financial Consultant. Sanford provides financial planning services, portfolio management for individuals and businesses, and pension consulting. Sanford's firm, Cetera Investment Advisers LLC, is a registered investment advisor with the SEC and manages approximately $104 billion in assets. Cetera Investment Advisers LLC is a national firm with offices across the country. Sanford is committed to providing personalized financial advice to clients.
NEW ORLEANS, LA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW ORLEANS LA)
LA
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (NEW ORLEANS LA)
IA
05/26/2000 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CA
03/23/1999 - 05/24/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
06/10/1982 - 12/31/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 12/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/11/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 6/9/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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