Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandy? Claim Your ProfileSandy Suh moon Choi is a registered representative with Foreside Fund Services, LLC in Santa Monica, CA. Sandy has over 10 years of experience in the financial industry, holding licenses for both Series 7 and 63 examinations. Sandy's previous experience includes roles with Guggenheim Investor Services, LLC and Guggenheim Funds Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/29/2023 - Present
Foreside Fund Services, LLC (SANTA MONICA CA)
CA
09/27/2018 - 04/01/2022
GUGGENHEIM INVESTOR SERVICES, LLC (Santa Monica CA)
CA
11/18/2015 - 09/28/2018
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (Santa Monica CA)
NY
08/10/2012 - 11/18/2013
FORTRESS CAPITAL FORMATION LLC (NEW YORK NY)
BC
Issued 04/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/28/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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