Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandy? Claim Your ProfileSandy Situ Wong is a financial advisor with over 27 years of experience in the industry. Sandy has held various roles at prominent financial institutions, including J.P. Morgan Securities LLC, Chase Investment Services Corp., and WAMU Investments, Inc. Currently, Sandy is a registered representative with Wells Fargo Clearing Services, LLC, serving clients from the San Francisco branch. Sandy holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/07/2014 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
10/01/2012 - 02/10/2014
J.P. MORGAN SECURITIES LLC (DALY CITY CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALY CITY CA)
CA
06/04/2003 - 05/02/2009
WAMU INVESTMENTS, INC. (DALY CITY CA)
NY
02/05/2003 - 03/21/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
02/09/2000 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
10/28/1997 - 02/07/2000
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
05/28/1997 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
NY
03/10/1995 - 10/13/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
03/01/1994 - 11/02/1994
LIGHT SECURITIES (OAKLAND CA)
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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