Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandy? Claim Your ProfileSandy Duplissey is a financial advisor currently registered with LPL Financial LLC. Sandy has been in the financial services industry since February 25, 2002. Sandy is also registered with the following state securities authorities: Louisiana, Texas, and Michigan. Sandy has a strong track record of helping clients achieve their financial goals, and is committed to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
10/31/2019 - Present
LPL Financial LLC (MONROE LA)
LA
10/20/2010 - 11/06/2019
FSC SECURITIES CORPORATION (MONROE LA)
LA
01/01/2008 - 10/20/2010
WELLS FARGO ADVISORS, LLC (MONROE LA)
LA
12/15/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MONROE LA)
IL
12/07/1999 - 09/24/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 12/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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