Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandy? Claim Your ProfileSandy Leff is a financial advisor with over 30 years of experience in the industry. Sandy is currently registered as a Registered Representative (RR) with Carter, Terry & Company, Inc.. Sandy has been a registered representative at Carter, Terry & Company, Inc. since October 2016. Previously, Sandy worked at JANNEY MONTGOMERY SCOTT LLC from May 2003 to October 2016. Sandy also has experience at WACHOVIA SECURITIES, INC. and PRUDENTIAL SECURITIES INCORPORATED. Sandy is licensed to provide investment advice in several states, including Alabama, Arkansas, California, Florida, Georgia, Montana, New Jersey, New York, North Carolina, Oregon, South Carolina, Tennessee, Texas, Virginia, Washington, and West Virginia. Sandy holds the Series 3, Series 7, Series 63, and Series 65 licenses and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
02/06/2018 - Present
Carter, Terry & Company, Inc. (ATLANTA GA)
GA
05/13/2003 - 10/07/2016
JANNEY MONTGOMERY SCOTT LLC (ATLANTA GA)
MO
06/15/2002 - 05/19/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/11/1997 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
02/23/1988 - 05/22/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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