Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandy? Claim Your ProfileSandy Derby is a financial advisor with over 30 years of experience in the industry. Sandy is a Certified Financial Planner® professional and a Chartered Financial Consultant® professional. Sandy is currently registered with Harbour Investments, Inc. and is also a registered representative with LPL Financial LLC and VOYA FINANCIAL ADVISORS, INC.. Sandy has a strong background in providing financial planning, portfolio management and investment advisory services to individuals, families, and small businesses. Sandy is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
07/23/2019 - Present
Harbour Investments, Inc. (PORTAGE MI)
MI
03/14/2016 - 06/19/2019
LPL FINANCIAL LLC (KALAMAZOO MI)
MI
09/11/2012 - 03/15/2016
VOYA FINANCIAL ADVISORS, INC. (PORTAGE MI)
MI
01/29/2008 - 09/14/2012
WOODBURY FINANCIAL SERVICES, INC. (PORTAGE MI)
MI
01/21/2005 - 01/30/2008
SUNSET FINANCIAL SERVICES, INC. (PORTAGE MI)
OH
05/02/2001 - 01/04/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MI
05/19/1997 - 05/02/2001
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
MA
12/22/1994 - 05/30/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/22/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NJ
11/08/1990 - 11/10/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
10/19/1994 - 10/19/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/19/1994 - 10/19/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
11/08/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 11/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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