Unclaimed
Sandy Guanlao is a registered representative with Mufg Securities Americas Inc. Sandy has been in the financial industry since July 31, 2015. Sandy has passed the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2015 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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