Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandy? Claim Your ProfileSandy Brown has been in the financial services industry since 2000. Sandy currently works with LPL Financial LLC as a Registered Representative. Prior to joining LPL Financial LLC, Sandy was a Registered Representative for Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2017 to 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/04/2023 - Present
LPL Financial LLC (FRESNO CA)
CA
07/12/2017 - 10/05/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRESNO CA)
CA
04/05/2011 - 05/17/2016
SCF SECURITIES, INC. (CLOVIS CA)
CA
08/30/2005 - 03/01/2011
PRINCOR FINANCIAL SERVICES CORPORATION (FRESNO CA)
NJ
09/17/2004 - 08/09/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/04/2000 - 10/04/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 01/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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