Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandy? Claim Your ProfileSandy Brecke is a financial advisor at Wells Fargo Clearing Services, LLC, located in Scottsdale, Arizona. Sandy has been in the financial industry since 2006, and has a broad range of experience in providing investment advice to individuals and businesses. Sandy is registered with the state of Arizona and is a Registered Representative (Series 7), a General Securities Representative, and a Registered Investment Advisor (Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
06/02/2014 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
NV
09/30/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (RENO NV)
NV
05/12/2006 - 06/17/2009
WELLS FARGO INVESTMENTS, LLC (RENO NV)
NY
09/30/2005 - 04/19/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 06/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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