Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandro? Claim Your ProfileSandro Jaime Pestana is a financial advisor with over 25 years of experience in the industry. Sandro currently works at UBS Financial Services Inc. and previously worked at Barclays Capital Inc. and Lehman Brothers Inc. Sandro holds Series 3, 7, 63, 66, and SIE licenses. Sandro is registered in California, Delaware, Florida, Georgia, New York, Rhode Island, and Texas. Sandro has a history of providing financial advice to individuals, corporations, and high-net-worth individuals. Sandro also manages assets for pension plans, charitable organizations, and other pooled investment vehicles. Sandro has a special focus on Financial Planning, Portfolio Management for Individuals and Businesses, Pension Consulting, and Educational Seminars. Sandro also has a partner interest in Talia LLC, a women's apparel company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/02/2014 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
09/22/2008 - 06/13/2014
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
02/29/1996 - 09/22/2008
LEHMAN BROTHERS INC. (MIAMI FL)
BOTH
Issued 03/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1996
Series 3 - National Commodity Futures Examination
BC
Issued 02/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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