Unclaimed
Sandrine Maurice is a financial professional with over 2 years of experience in the industry. Sandrine is currently registered with Barclays Capital Inc. and is licensed in 53 states. Sandrine's previous experience includes working at Stifel, Nicolaus & Company, Incorporated. Sandrine holds the Series 63, Series 50, Series 52TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
06/07/2023 - Present
Barclays Capital Inc. (Washington DC)
CA
09/11/2020 - 05/31/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
BC
Issued 11/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/11/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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