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Sandrine Maurice

Barclays Capital Inc.

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About Sandrine Maurice

Sandrine Maurice is a financial professional with over 2 years of experience in the industry. Sandrine is currently registered with Barclays Capital Inc. and is licensed in 53 states. Sandrine's previous experience includes working at Stifel, Nicolaus & Company, Incorporated. Sandrine holds the Series 63, Series 50, Series 52TO, and SIE licenses.

Firm Information

Sandrine Maurice is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sandrine Maurice’s Registration & Firm History

DC

06/07/2023 - Present

Barclays Capital Inc. (Washington DC)

CA

09/11/2020 - 05/31/2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 11/07/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2021

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 09/11/2020

Series 52TO - Municipal Securities Representative Examination

BC

Issued 02/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE National, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sandrine Maurice.
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