Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandrea? Claim Your ProfileSandrea Samantha Brooks is a registered investment advisor representative with UBS Financial Services Inc. Sandrea Brooks has been in the industry since 2018 and holds licenses in Connecticut, New Jersey, and New York. Sandrea Brooks is affiliated with the Purchase, New York branch office of UBS Financial Services Inc. Sandrea Samantha Brooks has worked with various companies in the past, including Brookfield Asset Management, SS&C Technologies, Hollis Cobb Associate, and Medtech Risk Mangement. Sandrea Brooks specializes in financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/12/2024 - Present
UBS Financial Services Inc. (Purchase NY)
BOTH
Issued 12/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sandrea Brooks is the right advisor for you? Invested Better is here to help.
