Unclaimed
Sandra Vazquez is a registered representative with Two Sigma Execution Services, LLC and Two Sigma Securities, LLC. Sandra has been in the financial services industry for 14 years, working previously for firms like JONESTRADING, COWEN EXECUTION SERVICES LLC, and KCG AMERICAS LLC. Sandra holds Series 7, 24, 55, 57TO, 99TO, and SIE licenses. She is a compliance officer, general securities principal, and is also qualified in operations and trading. Sandra works in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/02/2024 - Present
TWO Sigma Execution Services, LLC (NEW YORK NY)
FL
03/11/2020 - 08/16/2023
JONESTRADING (Lake Mary FL)
FL
12/10/2018 - 02/07/2020
COWEN EXECUTION SERVICES LLC (ORLANDO FL)
NY
05/21/2014 - 11/13/2018
TWO SIGMA SECURITIES, LLC (NEW YORK NY)
NJ
07/02/2012 - 05/09/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
11/04/2008 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
BC
Issued 09/11/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 09/11/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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