Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Senich is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Sandra has been in the securities industry since April 2002. Sandra is licensed to provide investment advice in Connecticut and several other states. Sandra holds the Series 7, Series 63, and Series 65 licenses. Sandra has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Sandra's previous employers include Bank of America Investment Services, Inc. and Quick & Reilly, Inc. Sandra is also involved in the community, serving on the boards of directors of several non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW HAVEN CT)
CT
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW HAVEN CT)
NY
04/10/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 02/13/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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