Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Ray is a financial advisor at Prospera Financial Services, Inc. with over 25 years of experience in the financial services industry. Sandra holds various licenses and registrations, including Series 7, 24, 27, 53, 63, and 65. Sandra specializes in providing financial planning and portfolio management services to individuals, businesses, charitable organizations, trusts, and retirement plans. She is committed to providing personalized financial advice and helping clients achieve their financial goals. Sandra has previously worked at TAG Securities, Inc., and Rhodes Securities, Inc. She is also the owner of Ray Consulting Services, a compliance consulting firm. Sandra is a respected member of the financial services community and is known for her expertise in the areas of financial planning, investment management, and compliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
08/01/2013 - Present
Prospera Financial Services, Inc. (DALLAS TX)
FL
12/17/2008 - 12/31/2012
TAG SECURITIES, INC. (BOCA RATON FL)
TX
09/21/1995 - 12/31/2006
RHODES SECURITIES, INC. (FORT WORTH TX)
IA
Issued 08/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/16/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/18/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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