Unclaimed
Sandra Swift Wolf is a registered representative with Cetera Investment Services LLC. Sandra is a licensed securities professional with experience in the financial services industry since June 2015. Sandra holds the Series 6, Series 63, and SIE licenses. Sandra is currently registered with Cetera Investment Services LLC in Virginia. Sandra is based in Glen Allen, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
06/20/2019 - Present
Cetera Investment Services LLC (GLEN ALLEN VA)
VA
06/04/2015 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (GLEN ALLEN VA)
BC
Issued 10/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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