Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Cummins is a financial advisor with Avantax Investment Services, Inc. located in Denver, CO. Sandra has been in the financial services industry since 2002. Sandra has a Series 7, Series 10, Series 63 and SIE. Sandra holds a license in Colorado and Texas. Sandra has experience with Raymond James & Associates, Inc., A. G. Edwards & Sons, Inc., Madison Avenue Securities, LLC and 1st Global Capital Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/12/2021 - Present
Avantax Investment Services, Inc. (DENVER CO)
TX
11/19/2020 - 02/23/2021
MADISON AVENUE SECURITIES, LLC (Tyler TX)
TX
02/03/2017 - 08/05/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
CO
02/01/2008 - 01/03/2017
RAYMOND JAMES & ASSOCIATES, INC. (DENVER CO)
CO
01/12/2006 - 10/04/2006
A. G. EDWARDS & SONS, INC. (DENVER CO)
CO
05/25/2004 - 01/11/2006
HARVESTONS SECURITIES, INC. (GREENWOOD VILLAGE CO)
CO
09/02/2003 - 05/10/2004
ISAAK BOND INVESTMENTS, INC. (LAKEWOOD CO)
NY
05/28/1999 - 04/24/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 04/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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