Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Knox is a financial advisor with over 24 years of experience in the industry. Sandra has been registered with the state of Colorado as an Investment Advisor Representative since 2024, and has held various positions in the financial services industry, including roles with First Allied Securities, Inc. and Cetera Advisor Networks LLC. Sandra is currently registered as an Investment Advisor Representative with Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/21/2024 - Present
Cetera Investment Advisers LLC (CASTLE ROCK CO)
CA
09/24/2019 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
02/01/2013 - 06/02/2015
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
02/01/2013 - 06/02/2015
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
02/01/2013 - 06/02/2015
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
04/09/2003 - 07/06/2006
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
GA
07/24/2003 - 12/31/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
OH
07/24/2003 - 12/31/2003
VESTAX SECURITIES CORPORATION (HUDSON OH)
MO
10/24/2001 - 05/31/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
CT
12/19/2000 - 06/29/2001
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
CO
01/20/2000 - 12/19/2000
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
MO
04/09/1996 - 04/04/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 11/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 2/3/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/8/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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